HSBC Hiring Finance, Business, Law Graduates: Check More Details

Overview:

HSBC is hiring an experienced Manager – Marketing Compliance, Central Approval Team – Asset Management at their Bangalore location. You will complete the compliance review and approval process for the complete life-cycle of all financial promotion content across HSBC Asset Management – including self-compliance and Regulatory Compliance (RC) approval coordination at the Point of Manufacture (POM), Point of Distribution (POD) and Point of Customization (POC).

The complete details of this job are as follows:

Roles and Responsibilities:

The Ideal Candidate should be able to:

• Review all financial promotion content produced by various teams across the business, and ensure all content is clear, comply with regulatory requirements and internal policies
• Add the appropriate disclaimers and disclosure to all approved financial promotion contents
• Publish approved documents to global and local content repositories (including Seismic)
• Contribute to the maintenance a full library of disclaimer/disclosure for all markets and all investment strategies (in agreement with RC) maintenance
• Contribute to the maintenance Global Compliance Checklist (in agreement with RC)
• Manage ongoing Compliance Training & Testing for all Content Owners, Marketing, Client Business and Customisation teams (in agreement with RC)
• Update disclaimer/disclosure library, Global Compliance Checklist and Compliance Training & Testing to ensure all financial promotions reflect these changes
• Conduct regular audits of financial promotions including quarterly quality check (review of samples of documents) to identify areas for improvement and ensure ongoing compliance
• Support localisation of financial promotions for all markets by align master documents with local regulatory requirements (phase 2)

Qualifications:

Primary Responsibilities:

• Bachelor’s degree in finance, business, law or a related field
• Strong experience in asset management compliance, with a focus on financial promotion content
• Understanding of regulatory requirements for financial promotions in the asset management industry
• Ability to interpret and apply the regulatory requirements w.r.t the financial promotion content.
• Excellent communication and interpersonal skills to work effectively with different teams and stakeholders
• Ability to work independently and manage multiple tasks in a fast-paced environment
• Strong attention to detail and ability to analyze complex information
• Experience working with Regulatory Compliance professionals and responding to inquiries or requests for information

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