Goldman is hiring an experienced Asset & Wealth Management Operations - Investment Guidelines - Analyst/Associate at their Bangalore location.
SANDEEP KUMAR | Jan 3, 2023 |
Goldman Sachs Hiring Graduates
Goldman is hiring an experienced Asset & Wealth Management Operations – Investment Guidelines – Analyst/Associate at their Bangalore location. The Analyst/Senior Analyst will be responsible for safeguarding the account onboarding/maintenance process by controlling and effectively mitigating portfolio risk. The candidate will be working in interpretation, analysis of investment guideline restrictions and coding them in compliance monitoring applications. The candidate will also be exposed to regulatory requirements including Investment Company Act of 1940, UCITS, 2a-7, etc.
The complete details of this job are as follows:
Holistic ownership and understanding of client accounts, trade life-cycle and act as a single point of contact for AMD business for any guideline related issues. Types of accounts include separately managed accounts, mutual funds, sub-advised funds, pooled vehicles, hedge funds.
Ability to understand and decipher Investment management Agreement, Prospectus, Statement of Additional Information (SAI), Investment Policies and other client restrictions.
Coding client and regulatory rules on compliance platforms
Liaison with Portfolio Managers to ensure complete adherence to Investment Guidelines
Partner with various operations team to improve data availability and overall quality of underlying data.
Partner with monitoring team to reduces false breaches and manually monitored guidelines.
Partner and liaise with client implementation team to qualify new business, implement account events, and ensure the adequacy of account surveillance.
Providing effective thought leadership in navigating evolving financial regulatory landscape and helping to develop technological solutions to build appropriate architecture.
Experience requirement: 2 – 6 years
Knowledge of operational aspects of trade management or guideline surveillance
Be highly collaborative, team-oriented and strong consensus builder
Demonstrate ability to partner across product groups, regions and functional responsibilities.
Possess strong communication and interpersonal skills both written and oral
Understanding of Equity, Fixed Income, Currencies and Derivatives
CFA (Chartered Financial Analyst) / FRM (Financial Risk Manager by GARP) / CISI (Chartered Institute for Securities & Investment) certifications will be a plus
Comfortable escalating to Sales, Trading, Compliance, and Legal
Strong Microsoft Excel skills
Experience in coding guideline monitoring systems like Sentinel, Charles River will be an advantage
Be a strategic thinker, possess strong facilitation and data gathering skills
Effective problem solver, attention to detail and ability to work to tight deadlines under pressure
Risk management focus
To apply for this job, visit official website
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