Job Vacancy for Graduate at UBS

Overview:

UBS is hiring an experienced KYC Analyst at their Mumbai location. This role requires working with the Business AML Office (BAMLO) team. We focus on driving strategy, implementation, and oversight for the AML program within the Wealth Management USA business.

The complete details of this job are as follows:

Roles and Responsibilities:

• Perform Initial review of client files /requests received from Financial Advisor teams on new account openings and name and adverse media screening, Source of Wealth Corroboration, client profile review, document review based on the account type, jurisdiction, etc.
• Perform PKR of existing WM USA clients, Transactional review (for High and Higher Risk Clients) and Screening of all counterparties as per AML US policy requirements.
• Perform qualitative reviews of client files to test the execution quality of various Wealth Management processes including new account openings and name and
  adverse media screening.
• Conduct first-line-of-defense (1LoD) testing of key Customer Due Diligence (CDD) controls to assess adherence with AML (anti-money laundering) policy and procedural requirements.
• Ensure client vetting data and document processing comply with regulations, Branch guidelines, standards and UBS policies for all new accounts
• Contribute to ad-hoc AML-related projects as needed.
• Completion of Final Due Diligence Checklist and negative news searches
• Execute account maintenance updates
• Process client lifecycle-related reports

Eligibility Criteria:

• Should have 4 year college degree or international equivalent required; Advanced degree a plus
• 2 or more years of AML/Compliance, Regulatory Knowledge, Risk Management and/or Legal Background is preferred
• consulting background in AML is a plus
• excellent written and verbal communication skills
• ability to interact and work closely with business stakeholders at all levels of seniority
• strong understanding of AML/ OFAC regulations
• strong analytical thinking and reasoning skills
• strong understanding of commercial banking and broker dealer products and services
• possess strong analytical thinking and critical reasoning skills
• ability to work effectively in a team environment
• ability to effectively handle a fast paced environment and successfully meet established deadline requirements
• self-motivated with the ability to work independently

To apply for this job, visit the official website

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