Judgement

The ROC imposed a penalty on the company and its director for issuing a private placement offer before filing the shareholders’ resolution with the ROC, in violation of the procedural requirements.

ROC Chennai Penalises Company and Its Director for Breach of Securities Allotment Rules

Orders

A company and its officers were penalised by the ROC Chennai for issuing a private placement offer letter before filing the required resolution with the Registrar.

ROC Chennai Imposes Penalty for Issuing PAS-4 Before Filing Special Resolution

ROC Chennai penalized company and its officers for a 46-day delay in filing PAS-3 for NCD allotment

ROC Chennai Imposes Penalty for Delay in Filing Return of Allotment PAS-3

News

SEBI accepts the settlement application from Zuari Agro Chemicals and director Nitin M. Kantak.

Company Pays Rs. 1.19 Crore to SEBI, Agrees to 3-Month Market Ban

UBL receives a Rs 36.49 lakh environmental penalty notice from the Rajasthan State Pollution Control Board for alleged Water and Air Act violations.

United Breweries Faces Rs 36.49 Lakh Environmental Penalty from Rajasthan Pollution Board

Adjudicating Officer Imposes Fines on Company and Directors for Non-Compliance with Section 406

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ROC Chennai Penalises Company and Its Director for Breach of Securities Allotment Rules

ROC Chennai Imposes Penalty for Issuing PAS-4 Before Filing Special Resolution

ROC Chennai Imposes Penalty for Delay in Filing Return of Allotment PAS-3

Company Pays Rs. 1.19 Crore to SEBI, Agrees to 3-Month Market Ban

United Breweries Faces Rs 36.49 Lakh Environmental Penalty from Rajasthan Pollution Board

ROC Imposes Rs. 1.4 Lakh Penalty for Incomplete Allottee Details in PAS-3 Filing