ROC Imposes Penalty on Chinese Director for DIR-3 KYC Non-Compliance:

ROC Kanpur imposed a Rs. 25.81 lakh penalty on a company director for failing to file DIR-3 KYC, violating the Companies Act, 2013.
Director's KYC Status Deactivated Due to DIR-3 KYC Non-Filing

ROC Imposes Penalty on Chinese Director for DIR-3 KYC Non-Compliance
The Registrar of Companies (ROC) Kanpur has issued an order of adjudication dated January 23, 2026, imposing a Rs. 25.81 lakh penalty on the director of NEU Science and Metallurgical Technology Private Limited, named Chen Xudong, under Section 454 of the Companies Act, 2013, for contravention of Section 450 of the Act.
Following an inquiry conducted under Section 206(5) of the Companies Act 2013, the concerned Inquiring Officer flagged that the KYC status of a company director named Chen Xudong, having DIN 07905332, was deactivated in conclusion to the non-filing of DIR-3 KYC. This was an explicit violation of the provisions of Rule 12A of the Companies (Appointment and Qualification of Directors) Rules, 2014, read with Section 450 of the Companies Act, 2013. The Inquiring Officer mentioned the same in its report dated November 11, 2022. Therefore, ROC Khanpur was instructed to take necessary action against the director for the contravention.
The related company and the default director neither furnished any response nor prayed for any hearing. In conclusion, the ROC imposed a penalty and an additional penalty amounting to Rs. 50,000 and Rs. 25.31 lakh, respectively, on Chen Xudong. Also, directed the director to rectify the default and pay the imposed penalty amount within the time period of 90 days from the date of receiving the order.
About Author

Saloni Kumari
Content Writer
Saloni is a Content Writer with 2+ years of experience at studycafe.in. She writes legal, taxation, and finance related content including GST, Income Tax etc. Skilled in translating complex judicial pronouncements and regulatory developments into clear, and reader-friendly articles. Experienced in covering judgements of ITAT, High Court, GSTAT, and news related to Income Tax, GST, and corporate law. She can be reached at [email protected].
Saloni is a Content Writer with 2+ years of experience at studycafe.in. She writes legal, taxation, and finance related content including GST, Income Tax etc. Skilled in translating complex judicial pronouncements and regulatory developments into clear, and reader-friendly articles. Experienced in covering judgements of ITAT, High Court, GSTAT, and news related to Income Tax, GST, and corporate law. She can be reached at [email protected].
StudyCafe
Delhi, Delhi, India
2919My Recent Articles
- IBA Recommends Public Sector Banks to Reduce Ambit of Physical Branch Audits to 50% of Total Business
- ITAT Directs AO to Reconsider Rs 16.44 Lakh Capital Gains and Rs 25.87 Lakh Stamp Duty Value Addition
- ITAT Remands Rs 3.33 Crore Demonetisation Cash Deposit Case to AO, Directs Rs 10,000 Relief Fund Payment
- Income Tax Dept Increases Scope for Saksham Nudge Initiative to Further Include Professional Insuring Timely Compliance
- Vedanta Subsidiary ESL Steel Receives GST SCN for Rs. 2.76 Lakh IGST Demand Over Alleged RCM Short Payment
Up Next
Loading suggestions…
Recent Posts
All Posts
Recent Posts
All Posts








