Judgement

Failure to explain auditor’s adverse remarks on statutory deposits attracts Section 134(8) penalty

ROC Imposes Penalty on Company for Inadequate Directors’ Report Disclosures

Orders

ROC imposed a penalty for failing to attach a registered valuer’s report while filing PAS-3 for securities allotment, in violation of Section 39 and Rule 12(5) of the Companies Rules.

ROC Levies Penalty on Company and Director for Non-Compliance in Securities Allotment Rules

Since the company did not comply with Section 117(1) read with 179(3)(g) of the Companies Act, the ROC slapped a penalty of Rs 2 lakh on the company and Rs 50,000 each on its directors.

Company Faces Penalty for Non-Filing Form MGT-14 for approving financial statements

ROC imposed a penalty on the company and its four directors for failing to file financial statements for FY 2020-21 under the Companies Act, 2013.

Non-Submission of Financial Statements Leads to Penalty on Assam-Based Company and Directors

ROC Mumbai imposed a penalty on a director for incorrect AGM date disclosure and non-compliance in filing E-form MGT-7, directing correction within 90 days.

Director Penalised for Incorrect AGM Date Disclosure in E-Form MGT-7 Filing

ROC imposed a penalty on the company and its directors for failing to file Form MGT-14 after passing a special resolution to amend its Memorandum of Association.

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ROC Imposes Penalty on Company for Inadequate Directors’ Report Disclosures

ROC Levies Penalty on Company and Director for Non-Compliance in Securities Allotment Rules

Company Faces Penalty for Non-Filing Form MGT-14 for approving financial statements

Non-Submission of Financial Statements Leads to Penalty on Assam-Based Company and Directors

Director Penalised for Incorrect AGM Date Disclosure in E-Form MGT-7 Filing

ROC Imposes Penalty on company for failing to alter objects as per change in business line