Judgement

Penalty under Section 450 upheld for failure to report registered charges in audit report

ROC Imposes Penalty on Statutory Auditor for Incorrect Audit Disclosure on Charges

The stock exchange requested the ROC to waive the penalty, claiming that the situation was out of its control as the company had not received approval from SEBI on time.

National Stock Exchange Faces Penalty for Not Reconstituting Nomination and Remuneration Committee

Orders

The ROC imposed a penalty of Rs 49,300 on the company and an equal penalty on its officer in default for violating section 137 of the Companies Act.

ROC Imposes Penalty on Company Over Non-Filing of Form AOC-4

For  violating section 173 of the Companies Act, 2013, the ROC levied a penalty of Rs 25,000 each on its two directors in default under section 173(4) of the Companies Act

ROC Penalises Directors for Failing to Hold Board Meetings Since Incorporation

ROC Penalises Directors for Failing to Hold Board Meetings Since Incorporation

ROC imposed a penalty on the company and its four directors for failing to complete mandatory DIR-3 KYC compliance and not responding during inquiry proceedings.

DIR-3 KYC Default Triggers Action: ROC Slaps Penalty on Company and Directors under Section 454

News

ROC Ranchi penalised the company and its directors for violating Section 12 of the Companies Act by failing to disclose mandatory company details.

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ROC Imposes Penalty on Statutory Auditor for Incorrect Audit Disclosure on Charges

National Stock Exchange Faces Penalty for Not Reconstituting Nomination and Remuneration Committee

ROC Imposes Penalty on Company Over Non-Filing of Form AOC-4

ROC Penalises Directors for Failing to Hold Board Meetings Since Incorporation

DIR-3 KYC Default Triggers Action: ROC Slaps Penalty on Company and Directors under Section 454

ROC Imposes Penalty on company for not mentioning CIN, registered address, email ID, and contact details on its business letters