Orders

ROC imposed a Rs. 2 lakh penalty on company for failing to obtain the mandatory secretarial audit report before approving and filing its financial statements.

ROC Mumbai Slaps Penalty on Company for Delay in Secretarial Audit Report Filing

Even though the company had voluntarily disclosed the non-compliance through a suo moto application, the ROC held the company and its director liable for a penalty under section 450.

ROC Imposes Penalty on Company for Failure to Dematerialize Its Shares

ROC Imposes Penalty on Company for Failure to Dematerialize its Shares

The said violation was voluntarily admitted by the company through a suo moto application, where the company disclosed its non-compliance with Section 161(1) of the Companies Act.

ROC Fines Company Over Delayed Regularization of Director

The ROC levied a penalty of Rs 50,000 on the company and Rs 1,00,000 each on its three directors for violating section 10A(1)(a).

Company Faces Penalty Over Non-Filing of e-Form INC-20A Within Specified Time

Judgement

Failure to explain auditor’s adverse remarks on statutory deposits attracts Section 134(8) penalty

ROC Imposes Penalty on Company for Inadequate Directors’ Report Disclosures

ROC imposed a penalty for failing to attach a registered valuer’s report while filing PAS-3 for securities allotment, in violation of Section 39 and Rule 12(5) of the Companies Rules.

Explore Our Blogs

Stay updated with the latest insights, tips, and industry trends from our experts

ROC Mumbai Slaps Penalty on Company for Delay in Secretarial Audit Report Filing

ROC Imposes Penalty on Company for Failure to Dematerialize its Shares

ROC Fines Company Over Delayed Regularization of Director

Company Faces Penalty Over Non-Filing of e-Form INC-20A Within Specified Time

ROC Imposes Penalty on Company for Inadequate Directors’ Report Disclosures

ROC Levies Penalty on Company and Director for Non-Compliance in Securities Allotment Rules