Judgement

ROC penalised a small company and its directors for incorrect PAS-3 filing and missing private placement documents

ROC Slaps Rs. 4 Lakh Penalty for Defective PAS-3 Filing in Private Placement by Small Company

Orders

Since the company failed to file Form No. SH-7, despite an increase in its authorised capital, the ROC imposed a penalty of Rs 2,80,500 on the company and Rs 1,00,000 on its director.

ROC Chennai Imposes Penalty on Company for Non-Filing of Form SH-7

The ROC imposed a penalty of Rs 1,00,000 on Arcatron Mobility and Rs 25,000 only on its one director, who was designated as the officer in default by the board resolution of the company.

ROC Pune Imposes Penalty on Company for Failure to Disclose Certain Information in Form MGT-14

ROC Mumbai fined a company director Rs. 10,000 for an incorrect AOC-4 filing due to a clerical error under the Companies Act, 2013.

ROC Penalises Director for Incorrect E-form AOC-4 Filing

ROC Kanpur imposed a Rs. 25.81 lakh penalty on a company director for failing to file DIR-3 KYC, violating the Companies Act, 2013.

ROC Imposes Penalty on Chinese Director for DIR-3 KYC Non-Compliance

Adjudicating Officer holds company and directors liable under Section 203 for non-appointment of whole-time Company Secretary

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ROC Slaps Rs. 4 Lakh Penalty for Defective PAS-3 Filing in Private Placement by Small Company

ROC Chennai Imposes Penalty on Company for Non-Filing of Form SH-7

ROC Pune Imposes Penalty on Company for Failure to Disclose Certain Information in Form MGT-14

ROC Penalises Director for Incorrect E-form AOC-4 Filing

ROC Imposes Penalty on Chinese Director for DIR-3 KYC Non-Compliance

ROC Imposes Rs. 5 Lakh Penalty on Company for Failure to Appoint Company Secretary